John Kaminsky brings more than 30 years of experience in the financial services industry and has built a solid reputation with industry peers and regulators as a high-level officer, including Managing Director of Operations, Chief Compliance Officer, and AML Officer for multiple large retail, proprietary, and market maker broker-dealers. He is known for providing knowledgeable guidance on complex issues, being adept at working in rapidly changing and challenging environments, and implementing process improvements.

Most recently, John led a successful compliance effort for regulatory approval of a stock loan business, allowing the broker-dealer and client additional profitability. Working closely with business partners, John devised and wrote all necessary client agreements, business process documents and procedures, and regulatory submissions. He is passionate about solving complex problems and being able to implement change that truly matters.

John currently holds FINRA Series SIE, 4, 7, 24, and 63 licenses.

In John’s free time, he loves to tackle DIY projects at home. He’s currently working on building Adirondack wooden lounge chairs for his family and friends.

John is currently available for new project engagement. Please click here to view his resume.

Consulting Team